Markets

Penny Stock

Low-priced shares of small companies, typically trading below $5 per share.

Definition

Penny stocks are shares of small companies that typically trade for less than $5 per share, often on over-the-counter (OTC) markets rather than major exchanges. They are characterized by low market capitalization, limited liquidity, wide bid-ask spreads, and minimal regulatory oversight. While penny stocks can occasionally deliver massive returns, they carry extreme risk — many penny stock companies have unproven business models, limited financial history, and are susceptible to pump-and-dump schemes where promoters artificially inflate prices before selling. The SEC warns that penny stocks are among the riskiest investments. Most financial advisors recommend avoiding penny stocks, especially for inexperienced investors.